Compliance Manager

Job Description : COMPLAINCE MANAGER DUBAI a large British multinational asset management firm. Job Description · Provide advice, support and training to employees in Dubai on compliance and conduct of business policies, procedures and on resolving compliance issues · Maintain up-to-date knowledge of relevant asset management regulations and laws in order to effectively manage compliance risks · Develop and amend compliance policies, procedures and manuals in line with evolving legal and regulatory requirements · Conduct compliance risk assessments, design the compliance monitoring plan · Perform compliance testing and monitoring reviews and follow-up on action points and recommendations · Identify regulatory changes, conduct impact assessments and support the implementation of new regulations · Contribute to relevant compliance reports and management information packs · Assist in responding to requests from external parties on regulatory and compliance matters · Certain corporate officer tasks will also be part of the role The Successful Applicant · 3+ years of experience in compliance, internal audit, operational risk, consulting or similar experience in the financial services industry · Good knowledge of Anti-Money Laundering / Counter-Terrorist Financing (AML/CTF) regulations · A solid knowledge of the business model of an asset management company · A solid knowledge of the applicable legal and regulatory regimes in the UAE and the broader GCC region, in particular with respect to cross-border distribution · A solid knowledge of DFSA regulations · Experience/interaction with different regulators in Dubai · Excellent oral and written communication skills in English · Strong values and ethical standards · University business related or law degree plus appropriate professional or post-graduate qualifications

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