Compliance Head

Job Description : HEAD OF COMPLIANCE UAE Reporting directly to the Board of Directors and the Group Head of Compliance, you will be responsible for implementing the compliance and risk management framework for the firm. Key Responsibilities: Recognize potential risks, assess risk register, and facilitate prompt regulatory reporting Update the annual Compliance Monitoring Program and ensure compliance reviews follow program guidelines Evaluate and modify the compliance and AML policies and procedures in alignment to the Dubai Financial Services Authority (DFSA) regulations Advise the Board and Audit Committee and relevant senior stakeholders on topics related to compliance and risk management Key Requirements: Minimum 10 years of experience in Compliance/MLRO functions with a financial services firm, preferably with an investment or brokerage firm Currently or previously authorised as a Compliance Officer with the DFSA Attention to detail and accuracy in documentation and reporting Strong understanding of KYC/CDD and AML laws, regulations, and internal procedures

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