Vice President

Job Description : VP NYC USA Open to International candidates Vice President for their Origination & Advisory business. This role focuses on investment banking advisory engagements and capital markets products and services, including origination, structuring, execution and syndication of securities offerings. The successful candidate will advise on issues related to communications with public-side investors, selling securities offerings, internal controls, supervision for a large global investment bank. As a Vice President, your role will be multifaceted. You'll provide real-time advisory services to the Origination & Advisory coverage business, identifying regulatory trends that could impact these areas. Your expertise will be crucial in advising business areas on firm policies, procedures, and applicable securities laws. You'll also assist in implementing supervisory/control mechanisms, participate in internal investigations, respond to regulatory inquiries, and coordinate audits. Furthermore, you'll play a key role in supporting the global compliance monitoring program. · Provide real-time advisory services to the Origination & Advisory coverage business · Identify regulatory trends and developments that impact business areas · Advise business areas on firm policies and procedures and applicable securities laws and regulations · Assist in implementing and documenting various supervisory/control mechanisms · Participate in internal investigations, respond to regulatory inquiries, coordinate internal and external audits and inspections · Support the global compliance monitoring program by providing input on framework documents and completing verification checks The ideal candidate for this Vice President position brings a wealth of experience from the securities sector, preferably within a global investment bank or law firm. Your ability to provide legal, regulatory or compliance advice in connection with investment banking advisory engagements is essential. You possess functional knowledge of FINRA, SEC, broker dealer regulations among others. Your strong communication skills enable you to effectively influence others and engage senior stakeholders. Above all else, your ability to project confidence and professionalism when dealing with senior business personnel sets you apart. · Bachelor’s degree or equivalent; JD or MBA a plus · Relevant experience of securities, preferably in a global investment bank or law firm · Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions · Functional knowledge of FINRA, SEC, broker dealer regulations and other relevant bank regulations · Strong written and verbal communication skills · Ability to project confidence and professionalism in dealings with senior business personnel

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