Head of Risk Compliance

Job Description : HEAD OF RISK AND COMPLIANCE SYDNEY AUSTRALIA You will be joining a global fund manager as the Head of Risk and Compliance with involvement with senior stakeholders whilst also building a team within a high-performing, fast-paced environment. About the Company The company are a global fund manager with a focus on ETF products with a focus on collaboration, high-performance and fostering a dynamic environment. About the Role Responsibilities included: Oversee and maintain compliance frameworks aligned with Australian Financial Services License obligations. Ensure adherence to Australian and international regulatory requirements, including ASIC regulations, the Corporations Act, AML/CTF laws, and industry standards. Develop and enhance compliance programs, policies, and monitoring tools. Provide strategic regulatory advice to management and stakeholders. Lead compliance-related training and incident/breach reporting processes. Manage the review of marketing, product materials, and disclosure documents. Act as a key liaison with regulators, auditors, and external compliance service providers. Mentor and lead a small compliance team. About You You have: Minimum 10 years of experience within financial services compliance, ideally within investments or funds management Knowledge of ETF products Bachelor's degree in law business, finance or related field

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